We collect personal information about our clients from the following sources:
We do not disclose non‐public personal information about our clients to anyone, except in the following circumstances:
Within our firm, we restrict access to client information to staff that need to know that information. All personnel and our service providers understand that everything handled in our offices is confidential and they are instructed to not discuss client information with someone else that may request information about an account unless they are specifically authorized in writing by the client to do so. This includes, for example, providing information about a spouse’s IRA account, or to adult children about parents’ accounts, etc.
To ensure security and confidentiality, we maintain physical, electronic, and procedural safeguards to protect the privacy of client information. We will provide you with our privacy policy on an annual basis per federal law and at any time, in advance, if our policy is expected to change. To ensure that your privacy and confidentiality is clearly stated and followed, we ask all advisors, apprentices and/or interns that may be involved in the research and maintenance of your account to sign a Confidentiality Agreement.